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Compliance department

Глоссарий экономических терминов
  1. A department in all organized stock exchanges to ensure that all companies, traders, and brokerage firms comply with securities and exchange commission and exchange rules and regulations.

  2. Контрольный отдел (в банке)




Compliance, английский
  1. A demonstration that a characteristic or property of a system, product or other change satisfies the stated requirements.

  2. Согласие. соответствие.

  3. Соответствие (требованиям)

  4. The agreement of a patient to co-operate with a treatment

  5. Согласованность; степень соответствия; согласие

  6. Соблюдение требований. наглядное подтверждение внедрения в лабо-ратории документированных процедур для выполнения всех требований признан-ного стандарта (например, исо/мэк 17025). в случае проверки таких процедур внешним учреждением, которое может удостоверить, что соответствующие проце-дуры действуют, применяются и эффективно работают, лаборатория имеет право на аккредитацию.

  7. Adherence to rules, regulations or other requirements. (ieee) (see note under "conformance.")

  8. Meeting an organization’s various obligations, which may arise from laws, regulations, rules, and many other legal instruments, such as court judgments, litigation, and even contracts. specific and important examples of these obligations include the sarbanes-oxley act (sox) and the california law on notice of security breach, formerly known as sb-1386. these regulatory obligations may be created by many sources, such as national and local governments and from industry-specific oversight groups, such as the payment card industry data security standards.

  9. The adherence to stated standards.

  10. The ability of a fiber to yield under stress; the ratio of the change in strain to the change in stress that produces it; the reciprocal of the textile modulus.

  11. Соблюдение требований. наглядное подтверждение внедрения в лаборатории документированных процедур для выполнения всех требований признанного стандарта (например, исо/мэк 17025). в случае проверки таких процедур внешним учреждением, которое может удостоверить, что соответствующие процедуры действуют, применяются и эффективно работают, лаборатория имеет право на аккредитацию.

  12. Compliance is whether and to what extent countries adhere to the provisions of an accord or individuals or fi rms adhere to regulations. compliance depends on implementing policies ordered, and on whether measures follow up the policies.

  13. Complying with laws, institutional policies and ethical guidelines related to education, research and scholarship.

  14. Obedience, conforming

  15. Obedience, conforming following established laws, guidelines, or rules


Compliance, английский

Compliance (in relation to patient), английский
    Соблюдение режима приема препарата. встречающиеся термины: комплаентность, приверженность лечению.


Compliance (in relation to trials), английский
    Соблюдение требований клинического исследования. нс: следование всем связанным с клиническим исследованием требованиям, надлежащей клинической практике (gcp) и нормативным требованиям.


Compliance (with), adherence (to), английский

Compliance administrator, английский
    The role responsible for setting up and maintaining product compliance.


Compliance audit, английский
    Проверка на соответствие предписаниям закона (элемент


Compliance audits, английский
    Audits are performed to ascertain the validity & reliability of information. also a compliance audit assesses a system's internal control, ensuring that an organization complies with legislation.


Compliance cost assessment, английский
    An evaluation of costs associated with meeting regulatory rules and standards.


Compliance examination, английский
    Периодическая проверка коммерческого банка органом


Compliance information, английский
    Сведения о соответствии


Compliance management, английский
    Ensuring that the actions of members of an organization or company complies with a set of rules or legislation.


Compliance monitoring, английский
  1. Monitoring to ensure that the actions of members within an organization or company comply with a set of rules or legislation.

  2. Контроль за соблюдением установленных требований (контроль качества сточных вод, отводимых в водный объект)


Compliance monitoring program, английский
    Often a software program which helps management ensure that the actions of members within an organization or company comply with a set of rules, legislation or policy.


Compliance officer, английский
  1. Person responsible for ensuring that an organization complies with the various regulations and standards that are imposed by government and other regulatory bodies.

  2. Сотрудник банковского надзора (в штате банка)


Compliance order, английский

Compliance sampling, английский
    Контрольный отбор проб (для проверки соблюдения установленных требований к отводимым сточным водам)


Compliance schedule, английский
    Сроки введения установленных норм (норн качества води в водном объекте или отводимых сточных вод) compliance with regulatory requirements соблюдение установленных требований и правил composite index обобщенный индекс качества (воды или воздуха) composite sampler отборник среднепропорциональных проб (воды) водимых сточных водах; или объема отводимых сточных вод; или температуры отводимых вод)


Compliance settings, английский
    A configuration manager feature that allows administrators to define, monitor, and remediate noncompliance.


Compliance settings manager, английский
    A security role that grants permissions to administrative users so that they can define and monitor compliance settings.


Department, английский
  1. Министерство; ведомство; управление; отдел

  2. A term by which the divisions in the public services are distinguished, as the civil, the commissariat, the military, the naval, the victualling, &c.

  3. An instance of parature that houses the data, files, and information for one client or organization. clients and organizations can have and operate multiple departments for various purposes and each department has its own segregated support portal by default. departments owned by the same client or organization are capable of sharing certain information; to learn more about sharing information between departments, consult the parature knowledgebase.


Securities, английский
  1. Ценные бумаги (редко — облигации с пере ленным размером процента; облигации, ставка процентов по которым увязана с каким-либо индексом; облигации, которые можно обменять на акции)

  2. Shares and debt obligations of every kind,including options, warrants, and rights to acquire shares and debtobligations.

  3. Documents providing evidence of a share in the capital of a company (e.g. share certificate), or the indebtedness of some person to the holder (e.g. government or corporate bonds) or similar legal rights.

  4. Paper certificates (definitive securities) or electronic records (book-entry securities) evidencing ownership of equity (stocks) or debt obligations (bonds).

  5. Ценные бумаги


Commission, английский
  1. Комиссионные - вознаграждение, которое клиент должен заплатить брокеру при открытии и закрытии позиций по различным финансовым активам (акции, фьючерсы, опционы);

  2. Комиссия смт combustion горение, сгорание; воспламенение смт command module technician техник по командному модулю [модульному отсеку экипажа] кла смт corrected mean temperature исправленная средняя температура смтм communications and telemetry связь и телеметрия смто бр chief mechanical transport officer начальник транспортной службы

  3. To formally place (a naval vessel) into active service, after which the vessel is said to be in commission. sometimes used less formally to mean placing a commercial ship into service.

  4. Комиссия

  5. The authority by which an officer officiates in his post. also, an allowance paid to agents or factors for transacting the business of others.

  6. [1] to place a warship on active service. [2] the period during which a warship is assigned to specific duties. [3] a document conferring officer rank on an individual (excluding warrant, petty, and other non-commissioned officers). [4] a percentage of the selling price paid to a salesperson as payment for making the transaction. [5] a fee charged by a broker or agent for service in facilitating a business deal. [6] an official investigative body. [7] to contract for the production of something (e.g., a work of art).

  7. Ввести в эксплуатацию (напр., очистное сооружение)

  8. The amount, usually a percentage of the sales amount, paid to the salesperson making the sale.

  9. The fee paid to a broker to execute a trade, based on number of shares, bonds, options, and/or their dollar value. in 1975, deregulation led to the establishment of discount brokers, who charge lower commissions than full service brokers. full service brokers offer advice and usually have a staff of analysts who follow specific industries. discount brokers simply execute a client`s order and usually do not offer an opinion on a stock. also known as a round-turn. commissions are known as round-turn only in futures trading, since the commission is assessed only after liquidation of the position.

  10. Патент, выдаваемый мировому судье при назначении его на должность

  11. Комиссионные

  12. Real estate commission is generally 5-6% of the home’s sale price. that commission is usually split between the buyer’s and seller’s agents and is paid by the seller at the time of closing.

  13. The compensation paid to a licensed real estate broker or by the broker to the salesman for services rendered. usually a percentage of the selling price of the property.


Regulations, английский
    Инструкция


Контрольный, русский

Surveillance department of exchanges, английский
    A department that monitors trading activity on an exchange in order to identify any unusual activity that may indicate illegal practices.


Currency revaluation, английский
    A deliberate upward adjustment in the official exchange rate established, or pegged, by government against a specified standard, such as another currency or gold.