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Blanket fidelity bond
Глоссарий экономических терминов |
Sec-required insurance coverage that brokerage firms are required to have in order to cover fraudulent trading by employees.
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Fraudulent, английский
- Обманный. мошеннический.
- Engaging in fraud or deceptive.
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Empty head and pure heart test, английский
Securities and exchange commission rule that allows only the bidder of a tender offer to trade in the stock while possessing inside information.
Registered investment adviser, английский
Sec-registered individual or firm that substantiates completion of education and work experience in the field, and pays an annual membership fee.
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